Book Fredrick

DISCLOSURE STATEMENT

General Disclosure

Fredrick D. Scott LLC, a Delaware Limited Liability Company, provides this disclosure statement in accordance with industry best practices for speakers, media personalities, and business professionals in the financial services and consulting sectors.

Professional Background and Experience

Fredrick D. Scott, MBA, is a business executive, entrepreneur, and professional speaker with experience in private capital markets, venture capital, and strategic consulting. His background includes:

  • Over 20 years of experience in institutional finance
  • Over 30 years of experience in software development
  • Current roles as Founder, Chairman & CEO of VBC Holding Corp Inc. and related entities
  • U.S. Army veteran
  • MBA in Entrepreneurship & Innovation from University of London (2024)

Currently pursuing DBA at Aston University and LLM at University of London

Legal Background Disclosure

Important Notice:

Fredrick D. Scott was arrested in 2013 by the FBI and charged with Conspiracy to Commit Wire Fraud and Making a Materially False Statement to the Securities and Exchange Commission. He pleaded guilty to these charges in 2014 and was sentenced to 63 months in federal prison, 3 years of supervised release, and ordered to pay restitution. He has completed his sentence and supervised release.

This information is disclosed in the interest of transparency and full disclosure to all parties considering professional engagements or business relationships.

Financial Risk Disclosures

No Investment Advice

  • Content provided by Fredrick D. Scott LLC does not constitute investment advice, financial planning recommendations, or solicitations to buy or sell securities
  • All investment decisions involve risk, including potential loss of principal
  • Past performance does not guarantee future results
  • Individuals should consult with qualified financial advisors before making investment decisions

Business Risk Warnings

  • Business strategies and advice are based on experience and analysis but cannot guarantee success
  • Market conditions, regulatory changes, and other factors beyond our control may affect outcomes
  • Entrepreneurial ventures carry inherent risks including total loss of investment
  • Results may vary significantly based on execution, market conditions, and other variables

Speaking Engagement Disclaimers

  • Speaking fees and honoraria are compensation for time and expertise, not guarantees of outcomes
  • Content presented in speaking engagements is for educational and informational purposes only
  • Implementation of strategies discussed requires independent analysis and professional guidance
  • No professional relationship is created through speaking engagements alone

Media and Content Disclaimers

Editorial Independence

  • Views expressed in media appearances and published content are personal opinions
  • Opinions may not reflect views of all affiliated organizations
  • Content is provided for informational purposes and should not be construed as professional advice
  • Media appearances may be edited and may not represent complete context

Third-Party Relationships

  • May receive compensation for speaking engagements, board service, and consulting
  • Affiliate relationships and potential conflicts of interest are disclosed when material
  • Endorsements, if any, are based on personal experience and analysis
  • No guarantee of results from products, services, or strategies mentioned

Regulatory and Compliance Information

Securities Regulations

  • Not currently registered as an investment advisor or broker-dealer
  • Does not provide securities recommendations or investment management services
  • Activities are structured to comply with applicable securities regulations
  • Professional services are limited to strategic consulting and speaking engagements

Industry Affiliations

Current professional affiliations include:

  • NASA MITTIC Partnership Council (Founding Member)
  • Various advisory board positions with disclosed companies
  • Contributing writer relationships with disclosed publications
  • Membership in professional organizations as disclosed

Educational and Speaking Content Disclaimers

Results Not Guaranteed

  • Educational content is based on experience and research but outcomes may vary
  • Implementation of strategies requires adaptation to specific circumstances
  • Success depends on numerous factors beyond the scope of general advice
  • Professional guidance should be sought for specific situations

Continuing Education

  • Information provided reflects current understanding and may be updated
  • Recommendations evolve based on new research and market conditions
  • Attendees and readers are encouraged to verify information independently
  • Content supplements but does not replace professional education

Technology and Platform Disclaimers

Software and Systems

  • Technology solutions developed by affiliated companies carry standard software risks
  • No guarantee of system uptime, data accuracy, or security
  • Users should maintain appropriate data backups and security measures
  • Platform performance may vary based on user configuration and external factors

Data and Analytics

  • Data-driven insights are based on available information and analysis methods
  • Historical data may not predict future trends or outcomes
  • Analytics platforms provide tools but require user interpretation and judgment
  • External data sources may contain errors or biases

International and Cross-Border Considerations

Global Business

  • International business advice is general and may not apply to specific jurisdictions
  • Regulatory requirements vary significantly by country and region
  • Currency, political, and regulatory risks apply to international ventures
  • Local professional advice should be obtained for specific markets

Language and Cultural Factors

  • Communications may involve translation or cultural interpretation
  • Nuances may be lost in cross-cultural business communications
  • Local customs and practices should be considered in implementation
  • Professional interpretation services recommended for formal agreements

Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY LAW, FREDRICK D. SCOTT LLC AND ITS MEMBERS, MANAGERS, EMPLOYEES, AND AGENTS SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES ARISING FROM:

  • Use of information provided through any medium
  • Business decisions based on general advice or content
  • Investment losses or business failures
  • Technical failures or data security breaches
  • Misinterpretation or misapplication of advice

Updates and Changes

This disclosure statement may be updated periodically to reflect changes in:

  • Regulatory requirements
  • Business relationships and affiliations
  • Professional status and qualifications
  • Legal or compliance considerations

Material changes will be posted prominently on our website.

Contact for Disclosures

For questions about these disclosures or to request additional information:

Fredrick D. Scott LLC
Compliance Officer
Email: compliance@fredrickdscott.com
Mail: Compliance Department, New York, NY

Acknowledgment

By engaging with content, attending speaking events, or entering into professional relationships with Fredrick D. Scott LLC, you acknowledge that you have read, understood, and accepted these disclosures and associated risks.

This disclosure statement is provided in good faith to ensure transparency and informed decision-making by all parties.

Non-Regulated/Registered Entity. Fredrick D. Scott LLC (“FDS”) and Fredrick D. Scott in his individual capacity ARE NOT registered/regulated Investment Advisors, Fiduciaries or Broker Dealers as defined under the Investment Advisor Act of 1940 or the Security and Exchange Act of 1933 (as amended). No potential or actual contract terms or services provided as a result of potential or actual contract terms are meant to establish a relationship contrary to the disclosure(s) made in this disclosure statement. Users of this website and/or any services provided by Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity expressly imply, warrant and represents their understanding of this disclosure statement and users fully indemnify and hold harmless Fredrick D. Scott LLC and Fredrick D. Scott in his individual capacity relating to this disclosure statement.

Not Legal Advice. Fredrick D. Scott LLC (“FDS”) and Fredrick D. Scott in his individual capacity ARE NOT lawyers, law firms or solicitors nor are they affiliated with the same. Nothing presented on this website nor any discussions, contract terms or agreements with or between Fredrick D. Scott LLC or Fredrick D. Scott in his individual capacity with any party should be construed to be legal advice of any kind. Fredrick D. Scott LLC and Fredrick D. Scott in his individual capacity strongly recommends all parties who interact with this website or with Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity seek the advice of their own legal counsel before proceeding with any actions or strategies shared on this website or from Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity. Users of this website and/or any services provided by Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity expressly imply, warrant and represents their understanding of this disclosure statement and users fully indemnify and hold harmless Fredrick D. Scott LLC and Fredrick D. Scott in his individual capacity relating to this disclosure statement.

Risk of Loss. Investing involves market risk, including possible loss of principal, and there is no guarantee that investment objectives will be achieved. Past performance is not a guarantee of future results. Users of this website and/or any services provided by Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity represent their understanding that any information provided now or in the future is hypothetical in nature and for educational purposes only. Fredrick D. Scott LLC and Fredrick D. Scott in his individual capacity strongly recommends all parties who interact with this website or with Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity seek the advice of their own legal counsel and/or financial advisors before proceeding with any actions or strategies shared on this website or from Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity. Users of this website and/or any services provided by Fredrick D. Scott LLC and/or Fredrick D. Scott in his individual capacity expressly imply, warrant and represents their understanding of this disclosure statement and users fully indemnify and hold harmless Fredrick D. Scott LLC and Fredrick D. Scott in his individual capacity relating to this disclosure statement.

Impactful Relationships: Through his companies: VBC Holding Corp Inc. (VBCHC), Venture Backed Capital LLC (Venture Backed), PMI Systems LLC (PMI), and GovTech Innovations LLC (GovTech), Fredrick has had the privilege of collaborating with world-class executives and thought leaders across these organizations.

Endorsements: Fredrick’s endorsements can be verified by visiting his linkedin profile and scrolling to the “Recommendations” section of his profile.

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